Unclaimed
Michael Lawrence Anthony is a financial advisor with over 16 years of experience in the financial services industry. Michael is currently registered with J.P. Morgan Securities LLC and has been with them since October 2012. Prior to joining J.P. Morgan Securities LLC, Michael was registered with Chase Investment Services Corp. and BANC ONE SECURITIES CORPORATION. Michael holds a Series 66, Series 7 and SIE license. Michael is a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IN
09/20/2013 - Present
J.p. Morgan Securities LLC (AVON IN)
IN
08/04/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)
IN
07/06/2005 - 10/21/2008
CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)
IL
10/21/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
08/11/2003 - 08/11/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 08/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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