Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lawrence Anthony is a financial advisor with over 35 years of experience in the industry. He is currently registered with Raymond James & Associates, Inc. and is a Series 7, Series 31, Series 63, and Series 65 licensed professional. Michael has previously held roles at Morgan Keegan & Company, Inc., Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Equitable Securities of New York, INC.. Michael has extensive experience in providing financial planning, investment management and other advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/16/2016 - Present
Raymond James & Associates, Inc. (SPARTANBURG SC)
SC
04/03/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SPARTANBURG SC)
SC
08/07/2000 - 04/21/2009
CITIGROUP GLOBAL MARKETS INC. (SPARTANBURG SC)
NY
12/20/1984 - 08/16/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
10/26/1984 - 12/05/1984
EQUITABLE SECURITIES OF NEW YORK,INC.
IA
Issued 12/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Anthony is the right advisor for you? Invested Better is here to help.
