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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lavern Hay is a financial advisor with Wells Fargo Clearing Services, LLC, located in Scottsdale, Arizona. Michael has over 30 years of experience in the financial services industry and is registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. Michael holds a Series 3, 7, 63, and 65 license, and also holds the Series SIE license. Michael is also licensed to provide financial services in Arizona, California, Colorado, Florida, New Jersey, New Mexico, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, Texas and Utah. Michael has a broad base of experience working with clients, including individuals, families, businesses, charitable organizations, and pension plans. Michael's previous employment includes roles at Morgan Stanley and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/05/2012 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
CA
06/01/2009 - 11/30/2012
MORGAN STANLEY (SAN JOSE CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN JOSE CA)
CA
09/22/1999 - 04/02/2007
MORGAN STANLEY DW INC. (SAN JOSE CA)
NJ
04/19/1995 - 09/07/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/24/1983 - 04/18/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1988
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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