Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Weinberg is a financial professional with over 20 years of experience in the financial services industry. Michael is currently registered with Citigroup Global Markets Inc. and has held previous positions with UBS Financial Services Inc., HSBC Securities (USA) Inc., Fidelity Brokerage Services LLC, and Dean Witter Reynolds Inc. Michael has passed the Series 7, 55, 63, and 66 examinations and is a licensed investment advisor in New York and New Jersey. Michael has been an active advisor since 2001 and specializes in a variety of areas including portfolio management for individuals and businesses, asset allocation advice, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/27/2023 - Present
Citigroup Global Markets Inc. (LONG BEACH NY)
NY
11/21/2012 - 10/23/2018
CITIGROUP GLOBAL MARKETS INC. (LONG BEACH NY)
NY
11/07/2011 - 10/10/2012
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
02/07/2006 - 11/04/2011
HSBC SECURITIES (USA) INC. (LEVITTOWN NY)
RI
03/21/2001 - 01/31/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
06/04/1999 - 01/12/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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