Unclaimed
Michael Laura is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Morgan Stanley as an Investment Advisor Representative. Michael has previously worked with several other firms, including Merrill Lynch, Invesco Distributors, Inc., and VP Distributors LLC. Michael holds several professional licenses, including Series 6, 7, 63, and 65. Michael specializes in a wide range of financial services including investment planning, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
04/24/2023 - Present
Morgan Stanley (Atlanta GA)
GA
11/29/2017 - 04/24/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
TX
06/05/2015 - 11/27/2017
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
CT
04/04/2014 - 06/01/2015
VP DISTRIBUTORS LLC (HARTFORD CT)
IL
08/22/2012 - 03/27/2014
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
GA
10/23/2009 - 05/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
12/15/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
04/15/2008 - 12/31/2008
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (ATLANTA GA)
MA
12/07/2001 - 12/11/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MO
10/16/1995 - 11/29/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 12/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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