Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Landau is a financial advisor with Stifel, Nicolaus & Company, Inc. Michael has been in the industry since 1968 and has experience in providing financial planning, pension consulting, and portfolio management services. Michael is a registered representative with the state of California and is also registered as an Investment Advisor Representative in both California and Idaho.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
04/10/2014 - Present
Stifel, Nicolaus & Company, Inc. (KETCHUM ID)
CA
01/01/2008 - 03/02/2012
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
CA
01/20/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SANTA MONICA CA)
NY
07/28/1994 - 01/12/1999
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
04/02/1982 - 07/12/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
09/26/1978 - 04/23/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/11/1968 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 02/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 10/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/01/1977
PC - AMEX Put and Call Exam
BC
Issued 09/06/1968
Series 000 - General Securities Principal Examination
BC
Issued 09/06/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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