Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lance Phillips is a registered investment advisor representative with Kestra Advisory Services, LLC. Michael has been in the industry since 1984 and has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Michael also has experience providing financial planning, portfolio management, and pension consulting services. Michael is a highly experienced and knowledgeable financial advisor who is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/14/2024 - Present
Kestra Advisory Services, LLC (FRISCO TX)
TX
06/05/2017 - 02/16/2024
LPL FINANCIAL LLC (FRISCO TX)
TX
05/14/2007 - 06/09/2017
PROSPERA FINANCIAL SERVICES, INC. (Plano TX)
TX
11/03/2003 - 05/15/2007
OPPENHEIMER & CO. INC. (DALLAS TX)
NY
01/03/2003 - 09/22/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
05/01/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/19/1998 - 04/10/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
03/03/1994 - 09/23/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/04/1990 - 03/16/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/11/1988 - 01/15/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/26/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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