Unclaimed
Michael Lance Mayeux is a financial advisor who has been in the industry since 2003. Michael is currently registered with LPL Financial LLC in Louisiana and Texas. Michael is a licensed investment advisor representative, a general securities representative, and an investment company/variable contracts products representative. He holds a Series 6, Series 7, Series 63, and Series 65. Michael has experience working with various clients including high-net-worth individuals, corporations, pension and profit-sharing plans, individuals other than high-net-worth, and charitable organizations. Michael offers a variety of services including financial planning, portfolio management, educational seminars, and selection of other advisors. Michael also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
12/10/2015 - Present
LPL Financial LLC (BATON ROUGE LA)
LA
01/02/2015 - 12/16/2015
CAPITAL ONE INVESTING, LLC (Denham Springs LA)
LA
05/31/2008 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (DENHAM SPRINGS LA)
LA
12/16/2003 - 05/31/2008
CAPITAL ONE INVESTMENTS, LLC (DENHAM SPRINGS LA)
IA
Issued 12/30/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/15/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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