Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lamar Williams is a registered representative with Northwestern Mutual Investment Services, LLC. Michael has been in the financial services industry since 1975. Michael has Series 7TO, Series 66 and Series 63 licenses. Michael is registered in Alabama, Florida, Georgia, South Carolina and Washington. Prior to joining Northwestern Mutual Investment Services, LLC, Michael was with Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AL
06/18/1975 - Present
Northwestern Mutual Investment Services, LLC (HOOVER AL)
WI
05/27/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 12/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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