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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wittman is a registered investment advisor with Morgan Stanley. Michael has been working in the financial industry since October 19, 2003 and holds licenses in 38 states, as well as in the District of Columbia and Puerto Rico. Michael's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Neuberger Berman, LLC, BANC ONE SECURITIES CORPORATION, SHEPHERD TRADING LIMITED and RELIANT TRADING. Michael specializes in providing asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
09/16/2016 - Present
Morgan Stanley (Chicago IL)
IL
12/11/2008 - 07/11/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
10/12/2005 - 12/18/2008
NEUBERGER BERMAN, LLC (CHICAGO IL)
IL
09/12/2003 - 09/21/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
07/06/2001 - 06/03/2002
SHEPHERD TRADING LIMITED (TORTOLA )
WI
06/08/2001 - 06/03/2002
RELIANT TRADING (ST. FRANCIS WI)
BOTH
Issued 02/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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