Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Toms is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Cetera Advisor Networks LLC in Clarksville, Tennessee. Michael has previously been registered with Walnut Street Securities, Inc., Bertram Samuel Securities, LLC and Allmerica Investments, Inc. Michael holds the Series 6, Series 22, Series 39 and Series 66 licenses. Michael is also registered in Kentucky and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
09/03/2013 - Present
Cetera Advisor Networks LLC (CLARKSVILLE TN)
KY
06/14/2004 - 09/03/2013
WALNUT STREET SECURITIES, INC. (HOPKINSVILLE KY)
KY
09/13/2001 - 06/06/2002
BERTRAM SAMUEL SECURITIES, LLC (BOWLING GREEN KY)
MA
08/07/2000 - 07/06/2001
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BOTH
Issued 12/29/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2001
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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