Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ray has been in the financial industry since June 2000. Michael is currently registered with ETC Brokerage Services, LLC and previously worked with Victory Capital Services, Inc., PNC Investments, Victory Capital Advisers, Inc., and Keybanc Capital Markets Inc.. Michael holds the Series 7, 6, 99TO and SIE licenses and has a strong background in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/31/2022 - Present
ETC Brokerage Services, LLC (DALLAS TX)
OH
09/17/2015 - 08/23/2022
VICTORY CAPITAL SERVICES, INC. (BROOKLYN OH)
OH
09/21/2010 - 09/11/2015
PNC INVESTMENTS (CLEVELAND OH)
OH
06/23/2008 - 08/23/2010
VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)
OH
05/02/2000 - 06/10/2008
KEYBANC CAPITAL MARKETS INC. (BROOKLYN OH)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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