Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Proctor is a financial advisor with J.P. Morgan Securities LLC. Michael has been in the industry since October 1995. Michael is licensed in 53 states as a registered representative. Michael has a series 7, series 6, series 9, series 10, series 24, series 26, and series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/15/2022 - Present
J.p. Morgan Securities LLC (ROCHESTER NY)
NH
06/10/2022 - 09/06/2022
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NY
04/30/2018 - 04/26/2022
CITIZENS SECURITIES, INC. (SYRACUSE NY)
NY
01/29/2018 - 04/23/2018
VALIC FINANCIAL ADVISORS, INC. (LATHAM NY)
NY
10/19/2007 - 01/29/2018
CITIZENS SECURITIES, INC. (ROCHESTER NY)
NY
12/06/2005 - 10/11/2007
HSBC SECURITIES (USA) INC. (ROCHESTER NY)
IL
08/14/1998 - 11/28/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
10/27/1997 - 08/19/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MD
04/24/1996 - 04/02/1998
M&T SECURITIES, INC. (BALTIMORE MD)
NY
05/25/1995 - 02/07/1996
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/25/1995 - 02/07/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/25/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/23/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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