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Michael L Mollen

Susquehanna Securities, LLC

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About Michael L Mollen

Michael Mollen has been in the securities industry since May 1997. Michael currently works at Susquehanna Securities, LLC and has been with the firm since December 2014. Before joining Susquehanna Securities, LLC, Michael worked at Susquehanna Financial Group, Lllp from June 2007 to December 2014. Michael also worked at SAL Equity Trading, GP from July 2004 to June 2007. Michael holds Series 7, 24, 55, 57TO, and SIE licenses.

Firm Information

Michael Mollen is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019 and is registered in Pennsylvania. The firm has 1 approved SEC registration and 1 approved state registration. Susquehanna Securities, LLC has a total of 52 regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Mollen’s Registration & Firm History

PA

12/24/2014 - Present

Susquehanna Securities, LLC (BALA CYNWYD PA)

PA

02/23/2006 - 12/16/2009

SUSQUEHANNA FIXED INCOME, L.P. (BALA CYNYWD PA)

PA

08/24/1998 - 02/03/2006

SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)

PA

02/18/1997 - 05/19/1998

BHC SECURITIES, INC. (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 11/07/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/13/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael L Mollen.
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