Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Luperini is a financial advisor who has been in the industry since 2001. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. He has also worked with Bank of America Investment Services, Inc. and Morgan Stanley DW Inc. Michael has passed several industry exams including the Series 7, Series 31, and Series 66. He is registered with the state of Washington and has a resident registration in Texas. He has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009. Michael specializes in providing financial advice to individuals and businesses. He offers a variety of services including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
OR
10/07/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PORTLAND OR)
NY
01/22/2001 - 10/10/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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