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Michael L Kleinstein

THE Leaders Group, Inc.

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About Michael L Kleinstein

Michael Kleinstein is a financial professional with over 10 years of experience in the financial industry. Michael is currently registered with The Leaders Group, Inc. Previously, Michael was registered with ALT FUND DISTRIBUTORS LLC, MIDAMERICA FINANCIAL SERVICES, INC., FINANCIAL PRODUCTS, LLC, and MBSC SECURITIES CORPORATION. Michael holds FINRA Series 66, SIE, and Series 7 licenses. Michael is currently registered in Florida, Illinois, New Jersey, and New York.

Firm Information

Michael Kleinstein is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Kleinstein’s Registration & Firm History

CO

01/03/2023 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

01/05/2015 - 06/30/2021

ALT FUND DISTRIBUTORS LLC (NEW YORK NY)

NY

06/29/2012 - 12/31/2014

MIDAMERICA FINANCIAL SERVICES, INC. (New York NY)

NY

11/10/2010 - 11/30/2011

FINANCIAL PRODUCTS, LLC (NEW YORK NY)

NY

10/16/2007 - 03/12/2010

MBSC SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/14/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael L Kleinstein.
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