Unclaimed
Michael Carr is an investment advisor representative with FMP Wealth Advisers in Austin, Texas. Michael Carr has been in the securities industry since 1993. Michael Carr has passed the Series 3, Series 7, Series 9, Series 10, Series 31, Series 63, and Series 65 exams. Michael Carr's previous employers include Southwest Securities, Inc., UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/26/2012 - Present
FMP Wealth Advisers (AUSTIN TX)
TX
11/24/2009 - 04/24/2012
SOUTHWEST SECURITIES, INC. (SAN ANTONIO TX)
TX
03/16/2001 - 12/02/2009
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
NY
09/08/1993 - 03/22/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/11/2004
Series 3 - National Commodity Futures Examination
BC
Issued 03/02/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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