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Michael Kolosowsky

Regions Securities LLC

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About Michael Kolosowsky

Michael Kolosowsky is a registered representative with Regions Securities LLC. Michael has been in the financial industry since 2004. Michael is licensed to sell securities in all 50 states. Michael has earned a Series 7, 99TO, 79TO, 63, and 24 securities license. Michael has previously worked at WELLS FARGO SECURITIES, LLC.

Firm Information

Michael Kolosowsky is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Kolosowsky’s Registration & Firm History

NC

10/26/2018 - Present

Regions Securities LLC (Charlotte NC)

NC

08/24/2004 - 08/28/2018

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/30/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/29/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 08/28/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Kolosowsky.
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