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Michael Knox Waddell

FHN Financial Securities Corp.

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About Michael Knox Waddell

Michael Waddell is a financial professional with over 14 years of experience in the industry. Michael is currently registered with FHN Financial Securities Corp. and holds a Series 7, Series 52TO, Series 53, Series 24, and Series 99TO licenses. Michael also holds a Series 63 license. Michael is registered in Tennessee.

Firm Information

Michael Waddell is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Waddell’s Registration & Firm History

TN

04/23/2009 - Present

FHN Financial Securities Corp. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 08/17/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/12/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Knox Waddell.
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