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Michael King Miller

Cetera Investment Services LLC

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About Michael King Miller

Michael Miller is a financial advisor with Cetera Investment Services LLC based in Checotah, OK. Michael has been in the financial industry since March 18, 1989. Cetera Investment Services LLC is a full-service financial services firm that offers a wide range of investment products and services. Michael Miller is committed to providing his clients with personalized financial advice and investment strategies that meet their individual needs.

Firm Information

Michael Miller is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Miller’s Registration & Firm History

OK

07/21/2006 - Present

Cetera Investment Services LLC (CHECOTAH OK)

OK

09/29/2004 - 07/27/2006

ONEAMERICA SECURITIES, INC. (OKMULGEE OK)

MN

07/01/1999 - 12/31/2003

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

NY

08/03/1998 - 07/01/1999

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

09/01/1993 - 08/03/1998

INDEPENDENT FINANCIAL SECURITIES, INC.

MI

06/10/1993 - 09/27/1993

AMERICAN BROKERAGE SERVICES, INC. (DETROIT MI)

PA

10/22/1991 - 08/03/1992

PENN MUTUAL EQUITY SERVICES, INC. (HORSHAM PA)

OR

09/13/1989 - 09/09/1991

MARKETING ONE SECURITIES, INC. (PORTLAND OR)

MA

08/11/1989 - 11/08/1989

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

03/25/1987 - 05/01/1989

AMI SECURITIES, INC.

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Licenses & Designations

BC

Issued 03/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Michael King Miller. Review regulatory record here.
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