Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael King Degolian is an investment advisor representative with RBC Capital Markets, LLC. Michael has been in the financial services industry since October 2, 1983. Before joining RBC Capital Markets, LLC, Michael worked at MORGAN KEEGAN & COMPANY, INC., CREDIT SUISSE SECURITIES (USA) LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., CITIGROUP GLOBAL MARKETS INC., THE ROBINSON-HUMPHREY COMPANY, LLC, SMITH BARNEY INC., THE ROBINSON-HUMPHREY COMPANY INC., SMITH BARNEY SHEARSON INC., LEHMAN BROTHERS INC., and SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED. Michael has passed the Series 3, 7, 8, 9, 10, 31, 63, 65 and SIE exams. Michael is currently registered in Alabama, Arizona, Colorado, Florida, Georgia, New York, North Carolina, and Texas. Michael’s firm, RBC Capital Markets, LLC, is a registered investment advisor with the SEC and has more than $50 billion in assets under management. RBC Capital Markets, LLC provides advisory services to insurance companies, charitable organizations, high-net-worth individuals, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
06/12/2015 - Present
RBC Capital Markets, LLC (Atlanta GA)
GA
02/17/2009 - 12/16/2011
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
GA
07/07/2006 - 01/09/2009
CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)
GA
04/30/2004 - 06/23/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAVANNAH GA)
NY
02/15/2000 - 04/30/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
GA
07/01/1994 - 02/22/2000
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
02/22/1994 - 12/03/1997
SMITH BARNEY INC. (NEW YORK NY)
GA
08/02/1993 - 03/08/1994
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
NY
07/31/1993 - 08/13/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
06/16/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/21/1983 - 05/23/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 03/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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