Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kim Herrman is a registered representative with LPL Financial LLC, based in WICHITA, KS. Michael has over 20 years of experience in the financial services industry. Michael holds a variety of licenses and certifications, including Series 7, Series 24, Series 28, and Series 53. Prior to joining LPL Financial LLC, Michael was employed by SECURITIES AMERICA, INC., KC BROKERAGE SERVICES, LLC, CAP PRO BROKERAGE SERVICES, INC., and ALLMERICA INVESTMENTS, INC. Michael’s professional background includes experience in investment advisory, brokerage, and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
06/19/2009 - Present
LPL Financial LLC (WICHITA KS)
KS
09/27/2005 - 03/31/2007
SECURITIES AMERICA, INC. (WICHITA KS)
CO
03/20/2001 - 03/31/2007
KC BROKERAGE SERVICES, LLC (GREELEY CO)
OH
08/04/2000 - 10/10/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
MA
12/10/1999 - 07/31/2000
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BOTH
Issued 11/16/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/13/2000
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 02/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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