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Michael Kim

Harris Williams

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About Michael Kim

Michael Kim is a financial advisor with Harris Williams. Michael has been in the industry since 2004. Michael is registered with the state of California and Virginia. Michael has a Series 7, 24, 63, 79TO, and SIE license. Michael was previously with LIONTREE ADVISORS LLC, PIPER JAFFRAY & CO., STONE KEY SECURITIES LLC, HUDSON PARTNERS SECURITIES LLC, BEAR, STEARNS & CO. INC., LEHMAN BROTHERS INC., THOMAS WEISEL PARTNERS LLC and MORGAN STANLEY & CO., INCORPORATED.

Firm Information

Michael Kim is currently registered with Harris Williams. Harris Williams is a Limited Liability Company that was formed in 2006. The firm is registered in 38 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Kim’s Registration & Firm History

CA

09/20/2023 - Present

Harris Williams (SAN FRANCISCO CA)

CA

01/08/2020 - 09/20/2023

LIONTREE ADVISORS LLC (San Francisco CA)

CA

01/30/2014 - 11/25/2019

PIPER JAFFRAY & CO. (SAN FRANCISCO CA)

CA

10/12/2011 - 09/03/2013

PIPER JAFFRAY & CO. (SAN FRANCISCO CA)

CT

01/26/2011 - 08/22/2011

STONE KEY SECURITIES LLC (GREENWICH CT)

CT

11/18/2008 - 12/31/2010

HUDSON PARTNERS SECURITIES LLC (GREENWICH CT)

NY

11/20/2006 - 06/16/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

09/20/2004 - 10/12/2006

LEHMAN BROTHERS INC. (NEW YORK NY)

CA

06/19/2002 - 09/26/2002

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

NY

08/25/2000 - 11/23/2001

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Kim.
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