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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kieran Casey is a financial advisor with Raymond James & Associates, Inc. Michael has been in the industry since 1991. Michael is a registered representative in Pennsylvania and Texas, as well as a registered investment advisor in Pennsylvania and Texas. Michael has passed a total of 9 industry exams, including Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, Series 65, Series 99TO and SIE. Michael works with individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, banking or thrift institutions, pension and profit-sharing plans, and state or municipal government entities. Michael specializes in providing financial planning, portfolio management, selection of other advisors, educational seminars, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/11/2023 - Present
Raymond James & Associates, Inc. (WEST CONSHOHOCKEN PA)
NC
06/30/1993 - 02/13/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
04/03/1991 - 06/23/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 07/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/24/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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