Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Juhn is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the securities industry since 2001 and has held previous positions at CITIGROUP GLOBAL MARKETS INC., CHASE INVESTMENT SERVICES CORP., BANC OF AMERICA INVESTMENT SERVICES, INC., HSBC SECURITIES (USA) INC., HSBC BROKERAGE (USA) INC., ESSEX NATIONAL SECURITIES, INC., and CITICORP INVESTMENT SERVICES. Michael is licensed to sell securities in multiple states, including New Jersey, New York, and Texas. Michael holds a Series 6, Series 7, Series 9, Series 10, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/27/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FOREST HILLS NY)
NY
12/19/2011 - 10/10/2022
CITIGROUP GLOBAL MARKETS INC. (Elmhurst NY)
NY
04/23/2010 - 09/19/2011
CHASE INVESTMENT SERVICES CORP. (HEWLETT NY)
NY
06/24/2005 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FOREST HILLS NY)
NY
01/01/2005 - 06/01/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
10/08/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
CA
05/16/2001 - 09/19/2003
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
03/07/2000 - 05/18/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 04/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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