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Michael Kevin Shaw

Fortune Financial Services, Inc.

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About Michael Kevin Shaw

Michael Kevin Shaw is a registered representative with Fortune Financial Services, Inc., located in Glendora, CA. Michael has been in the securities industry since June 1978. Michael is registered with the state of California and holds the Series 1, 7, 6TO, and SIE licenses. Michael has held past registrations with Cetera Advisor Networks LLC, Girard Securities, Inc., Sentra Securities Corporation, American Pacific Securities Corporation, IDS Life Insurance Company, IDS Marketing Corporation, and Investors Diversified Services, Inc.

Firm Information

Michael Shaw is currently registered with Fortune Financial Services, Inc.. Fortune Financial Services, Inc. is a Corporation formed on October 21, 1996, and is registered to conduct business in all 50 states, the District of Columbia, and the Virgin Islands. The firm has one approved SEC registration and 52 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

74

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Shaw’s Registration & Firm History

CA

02/14/2018 - Present

Fortune Financial Services, Inc. (Glendora CA)

CA

11/01/2017 - 12/31/2017

CETERA ADVISOR NETWORKS LLC (GLENDORA CA)

CA

09/18/2003 - 11/01/2017

GIRARD SECURITIES, INC. (GLENDORA CA)

AZ

03/16/1988 - 07/21/2003

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

NA

06/18/1982 - 02/27/1988

AMERICAN PACIFIC SECURITIES CORPORATION

NA

06/26/1978 - 06/15/1982

IDS LIFE INSURANCE COMPANY

NA

06/26/1978 - 06/15/1982

IDS MARKETING CORPORATION

NA

06/26/1978 - 06/15/1982

INVESTORS DIVERSIFIED SERVICES, INC.

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Licenses & Designations

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1983

Series 7 - General Securities Representative Examination

BC

Issued 06/12/1978

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Kevin Shaw.
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