Unclaimed
Michael McKenna is a financial professional with over two decades of experience in the industry. Michael is currently registered with TP Icap Global Markets Americas LLC and previously worked with Tullett Prebon Financial Services LLC and Goldman Sachs & Co. Michael holds the Series 3, 7, and SIE licenses and is registered in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
07/14/2014 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
09/02/2009 - 04/08/2014
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
01/29/2008 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NY
08/05/2002 - 02/23/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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