Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lewallen is a financial advisor with Charles Schwab & CO., Inc. Michael is a registered representative and investment advisor representative. Michael has been working in the financial industry since 1991. Michael has experience in various areas including financial planning. Michael's current firm, Charles Schwab & CO., Inc., is a large firm that has been in business since 1971.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
03/03/2021 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
02/04/2019 - 01/27/2021
WELLS FARGO CLEARING SERVICES, LLC (LOVELAND CO)
AL
01/10/2014 - 02/01/2019
CUNA BROKERAGE SERVICES, INC. (BIRMINGHAM AL)
AL
11/21/2012 - 01/07/2014
PRUCO SECURITIES, LLC. (BIRMINGHAM AL)
CO
04/16/2010 - 10/23/2012
TRANSAMERICA CAPITAL, INC. (DENVER CO)
AL
10/29/2009 - 04/30/2010
PROEQUITIES, INC. (BIRMINGHAM AL)
MA
06/29/2004 - 10/13/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
PA
12/19/2002 - 06/14/2004
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
MA
08/11/1998 - 10/08/2002
SELIGMAN ADVISORS, INC. (BOSTON MA)
MD
02/06/1997 - 07/31/1998
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
02/08/1991 - 02/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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