Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kennedy is a financial advisor with LPL Financial LLC and has been in the industry since March 23, 1988. Michael holds the Series 7, Series 63, Series 66, and SIE licenses. Michael is registered to provide investment advice in Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Michigan, Montana, Nevada, North Carolina, Oregon, Texas, Utah, and Washington. Michael has previously worked for Royal Alliance Associates, Inc., Independent Financial Group, LLC, Waterstone Financial Group, Inc., Oak Brook Securities Corp., Capital Financial Services, Inc., and Integrated Resources Equity Corporation. Michael also is a notary public.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/23/2019 - Present
LPL Financial LLC (ANTIOCH CA)
CA
05/16/2013 - 09/25/2019
ROYAL ALLIANCE ASSOCIATES, INC. (ANTIOCH CA)
CA
08/17/2009 - 05/17/2013
INDEPENDENT FINANCIAL GROUP, LLC (CONCORD CA)
CA
01/03/2002 - 08/18/2009
WATERSTONE FINANCIAL GROUP, INC. (CONCORD CA)
IL
06/01/1990 - 12/31/2001
OAK BROOK SECURITIES CORP. (OAKBROOK TERRACE IL)
ND
03/03/1989 - 05/31/1990
CAPITAL FINANCIAL SERVICES, INC. (MINOT ND)
NA
03/22/1988 - 03/18/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 06/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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