Unclaimed
Michael Carson is a registered representative with Piper Sandler & Co. based in Red Bank, New Jersey. Michael has been in the financial services industry since 1999 and is licensed to sell securities in several states. Michael has held previous roles at Weeden & Co. L.P., ConvergEx Execution Solutions LLC, Fahnestock & Co. Inc., Tradewell Discount Investing, LLC, and Garvin GuyButler LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/02/2019 - Present
Piper Sandler & Co. (Red Bank NJ)
NY
04/17/2014 - 08/02/2019
WEEDEN & CO.L.P. (NEW YORK NY)
NY
06/25/2003 - 04/16/2014
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
02/04/2002 - 07/02/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
CA
03/13/2000 - 06/10/2002
TRADEWELL DISCOUNT INVESTING, LLC (SAN DIEGO CA)
NJ
07/02/1999 - 02/15/2000
GARVIN GUYBUTLER LLC (JERSEY CITY NJ)
BC
Issued 03/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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