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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Aubel is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Michael has been in the financial services industry since 1989. Michael specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutions. Michael has a broad range of experience working with clients of various income levels and net worth. Michael is registered with FINRA and holds a Series 7, Series 9, Series 10, Series 31 and Series 63 licenses. Michael has also been registered with the states of Arizona, California, Colorado, New York, Ohio, Tennessee, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/06/2024 - Present
Wells Fargo Advisors Financial Network, LLC (SAN JOSE CA)
CA
04/02/2007 - 02/18/2009
MORGAN STANLEY & CO. INCORPORATED (PLEASANTON CA)
CA
09/04/1991 - 04/02/2007
MORGAN STANLEY DW INC. (PLEASANTON CA)
NJ
10/30/1990 - 06/21/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/30/1990 - 06/21/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
10/19/1988 - 07/27/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 11/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/14/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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