Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Cavanaugh is a financial advisor at Hilltop Securities Inc. with over 30 years of experience in the financial services industry. Michael has a strong understanding of the financial markets and has a proven track record of helping clients reach their financial goals. Michael is committed to providing personalized financial advice to help clients achieve their financial objectives. He is also a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63 and SIE licenses. He has previously held positions at M.L. Stern & Co., LLC and Wedbush Morgan Securities Inc. Michael is based out of Solana Beach, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
09/23/2008 - Present
Hilltop Securities Inc. (Solana Beach CA)
CA
03/26/2008 - 10/16/2008
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
CA
02/27/2001 - 03/17/2008
WEDBUSH MORGAN SECURITIES INC. (SOLANA BEACH CA)
MN
05/26/1992 - 01/25/2001
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
BC
Issued 10/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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