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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kenneth Thompson is an investment advisor representative with Cetera Investment Advisers LLC in Rockville, Maryland. Michael has been in the securities industry since November 13, 2019, and has experience with Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7TO), Uniform Investment Adviser Law Examination (Series 65) and Uniform Securities Agent State Law Examination (Series 63). Michael is also a registered representative in Maryland, Virginia, District of Columbia and Florida. Previously, Michael was registered with Securian Financial Services, Inc. and Lincoln Financial Advisors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
08/10/2023 - Present
Cetera Investment Advisers LLC (ROCKVILLE MD)
MD
08/19/2022 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (ROCKVILLE MD)
MD
11/08/2019 - 08/12/2022
LINCOLN FINANCIAL ADVISORS CORPORATION (SILVER SPRING MD)
BC
Issued 6/11/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 4/8/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/8/2019
Series 7TO - General Securities Representative Examination
BC
Issued 9/6/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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