Unclaimed
Michael Kenneth O'Neil is an investment advisor with Robert A. Stanger & Company, Inc. Michael has been in the securities industry since 1999. Michael is registered with the state of New Jersey and has passed the Series 7, Series 63, Series 24, Series 31, and SIE exams. Michael has worked for several firms including Citigroup Global Markets Inc., Commerce Capital Markets, Inc., M.S. Farrell & Company, Inc., and J.P. Turner & Company, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/19/2007 - Present
Robert A. Stanger & Company, Inc. (SHREWSBURY NJ)
NJ
02/15/2006 - 01/09/2007
CITIGROUP GLOBAL MARKETS INC. (RED BANK NJ)
NJ
04/04/2001 - 03/07/2006
COMMERCE CAPITAL MARKETS, INC. (TINTON FALLS NJ)
NY
07/06/2000 - 03/21/2001
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
GA
08/12/1999 - 07/07/2000
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
BOTH
Issued 08/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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