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Michael Kenneth King

Cambridge Investment Research Advisors, Inc.

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About Michael Kenneth King

Michael Kenneth King is an investment advisor representative with Cambridge Investment Research Advisors, Inc. with over 29 years of experience in the financial industry. Michael is also a registered investment advisor in the state of Tennessee. Michael is a Series 6, 7, 24, 53, 63, 65 and SIE licensed professional. Michael's previous employment history includes roles with Luken Investment Group, Inc. and Waddell & Reed, Inc. Michael is also involved in various other businesses including being an independent insurance agent, and assisting in finding financial aid for college students. Michael is a registered investment advisor in Alabama, Florida, Georgia, Michigan and Tennessee.

Firm Information

Michael King is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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Michael King’s Registration & Firm History

TN

03/28/2005 - Present

Cambridge Investment Research Advisors, Inc. (Franklin TN)

TN

09/23/2002 - 05/09/2003

LUKEN INVESTMENT GROUP, INC. (NASHVILLE TN)

KS

10/21/1993 - 09/24/2002

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

IA

Issued 05/12/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/15/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2004

Series 7 - General Securities Representative Examination

BC

Issued 10/20/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Kenneth King.
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