Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Herrmann is a financial advisor with over 20 years of experience in the financial services industry. Michael has held registrations with several firms, including MetLife Securities Inc., Metropolitan Life Insurance Company, First Empire Securities, Inc., United Planners' Financial Services of America, W. S. Griffith & Co., Inc., Allmerica Investments, Inc. and MML Investors Services, Inc. Michael is currently registered with Simplicity Wealth as an Investment Advisor Representative. Michael has also been active in the insurance industry since 1995, providing insurance and annuity products to individuals and businesses. Michael holds Series 6, 7, 63 and 65 licenses. Michael’s specializations include investment advisory services, financial planning, portfolio management for individuals and businesses, educational seminars, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
11/13/2023 - Present
Simplicity Wealth (SUMMIT NJ)
NY
07/28/2005 - 01/16/2007
METLIFE SECURITIES INC. (HAUPPAUGE NY)
NY
07/28/2005 - 01/16/2007
METROPOLITAN LIFE INSURANCE COMPANY (HAUPPAUGE NY)
NY
05/25/2004 - 05/23/2005
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
AZ
01/02/2001 - 03/31/2004
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
CT
02/06/1998 - 01/08/2001
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
MA
02/03/1997 - 02/05/1998
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
MA
05/10/1996 - 01/27/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 03/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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