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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kenneth Blau is an investment advisor representative with UBS Financial Services Inc. in Wellesley, MA. Michael Kenneth Blau has been in the industry since December 8, 2003. Michael Kenneth Blau is registered to provide investment advice in 20 states. Michael Kenneth Blau is also a registered principal with UBS Financial Services Inc. Michael Kenneth Blau has experience with various investment products and services, including stocks, bonds, mutual funds, and options. Michael Kenneth Blau also has experience with financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
04/06/2023 - Present
UBS Financial Services Inc. (WELLESLEY MA)
MA
08/17/2020 - 04/21/2023
MORGAN STANLEY (Wellesley MA)
MA
03/06/2003 - 11/12/2019
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
BOTH
Issued 02/22/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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