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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kennedy is a financial advisor with over 20 years of experience in the industry. Michael currently holds registrations as a registered representative with both Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Michael is active in both the Broker-Dealer and Investment Adviser fields and holds a Series 63, 66, 7, 9, 10, 99TO and SIE licenses. Michael is also a registered investment advisor in Missouri and Texas and is able to provide financial planning, portfolio management for businesses and individuals, investment consulting services to institutional clients, and pension consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/20/2023 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
04/02/2015 - 10/23/2015
SCOTTRADE, INC. (ST. LOUIS MO)
MO
04/30/2013 - 03/19/2015
EDWARD JONES (ST LOUIS MO)
MO
05/04/2004 - 04/29/2013
SCOTTRADE, INC. (ST. LOUIS MO)
MO
04/04/2002 - 05/04/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 04/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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