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Michael Ken Hawkes

U.s. Bancorp Advisors, LLC

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About Michael Ken Hawkes

Michael Hawkes is a financial advisor with over 24 years of experience in the financial services industry. Michael Hawkes is currently registered with U.S. Bancorp Advisors, LLC and previously worked with Bancwest Investment Services, Inc. Michael Hawkes provides financial advice to a variety of clients, including individuals, businesses, and charitable organizations. Michael Hawkes specializes in portfolio management, financial planning, and selection of other advisors.

Firm Information

Michael Hawkes is currently registered with U.s. Bancorp Advisors, LLC. U.S. Bancorp Advisors, LLC, is a Limited Liability Company registered with the SEC and in all 50 states, as well as the Virgin Islands. Formed in 2004, the firm provides portfolio management services for individuals, businesses, and investment companies, and offers a wrap fee program. They also assist clients with the selection of other advisors. The firm currently manages over $1.38 billion in regulatory assets under management.
U.s. Bancorp Advisors, LLC

800 N. BRAND BOULEVARD

GLENDALE, CA 91203

$1.39B

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Hawkes’s Registration & Firm History

CA

04/27/2017 - Present

U.s. Bancorp Advisors, LLC (ROSEVILLE CA)

CA

08/30/2010 - 01/25/2016

BANCWEST INVESTMENT SERVICES, INC. (WOODLAND CA)

CA

08/03/2004 - 06/15/2010

WELLS FARGO INVESTMENTS, LLC (ELK GROVE CA)

CA

06/07/2001 - 08/03/2004

WM FINANCIAL SERVICES, INC. (IRVINE CA)

CA

05/02/2001 - 06/16/2001

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

05/05/1999 - 05/02/2001

WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)

NY

02/02/1998 - 06/01/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 02/27/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 01/30/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Ken Hawkes. Review regulatory record here.
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