Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kelly is a financial professional with over 11 years of experience in the industry. Michael is currently registered with Wells Fargo Securities, LLC in Charlotte, North Carolina. Michael has a broad range of licenses and registrations including Series 63, Series 82TO, Series 99TO, Series 52TO, Series 6TO, Series 22TO, SIE, Series 57, and Series 7. Previously Michael was registered with CITIGROUP GLOBAL MARKETS INC in New York, NY. Michael's focus is on providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/06/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
08/29/2011 - 06/07/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 09/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 06/06/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/06/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 06/06/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/06/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2017
Series 57 - Securities Trader Exam
BC
Issued 08/26/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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