Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Miles is a financial professional with over 15 years of experience in the industry. Michael is currently registered with Finalis Securities LLC. Michael has previously been associated with LAMPERT CAPITAL MARKETS INC., THURSTON SPRINGER FINANCIAL, CHAPIN, DAVIS, and THE RIDERWOOD GROUP INCORPORATED. Michael has a strong background in securities and investment advisory services. Michael holds FINRA Series 7 and 63 registrations and a Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/08/2023 - Present
Finalis Securities LLC (New York NY)
NY
02/01/2019 - 05/01/2023
LAMPERT CAPITAL MARKETS INC. (NY NY)
IN
09/21/2018 - 12/19/2018
THURSTON SPRINGER FINANCIAL (INDIANAPOLIS IN)
MD
05/03/2010 - 09/22/2010
CHAPIN, DAVIS (BALTIMORE MD)
MD
04/18/2006 - 03/04/2009
THE RIDERWOOD GROUP INCORPORATED (TOWSON MD)
BC
Issued 12/07/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Miles is the right advisor for you? Invested Better is here to help.
