Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Keith Williams is a registered investment advisor representative with Dempsey Lord Smith, LLC based in Rome, GA. Michael has been in the financial services industry since 2018. His primary focus is on providing financial planning and portfolio management services to individuals and families. Michael has experience working with a variety of clients, including high-net-worth individuals and families. Michael is licensed to offer securities advice and services in multiple states, including Georgia, Alabama, California, Florida, Kentucky, North Carolina, South Carolina, and Utah. Dempsey Lord Smith, LLC is a registered investment advisor firm that offers a range of financial services, including investment management, financial planning, and retirement planning. The firm has a strong track record of providing quality financial advice and services to its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
10/18/2019 - Present
Dempsey Lord Smith, LLC (ROME GA)
BOTH
Issued 10/17/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2024
Series 24 - General Securities Principal Examination
BC
Issued 05/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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