Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wiggins is a financial professional with over two decades of experience in the industry. Michael has held positions at several well-known firms, including Credit Suisse First Boston Corporation, Greenwich Capital Markets, Inc., T. Rowe Price Investment Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Currently, Michael is registered with Wells Fargo Securities, LLC, and holds several licenses and certifications, including the Series 7, Series 24, and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/27/2012 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
05/04/2000 - 06/24/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
CT
09/28/1999 - 04/26/2000
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
MD
07/12/1996 - 10/03/1997
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
MN
12/05/1995 - 05/28/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/05/1995 - 05/28/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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