Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Keith Smith is a registered investment advisor with LPL Financial LLC. Michael has been in the financial industry since 2008 and has experience in providing investment advice. Michael has a strong background in securities and investments, with various certifications and licensing. Michael is also affiliated with Global Retirement Partners LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
03/30/2020 - Present
LPL Financial LLC (CRYSTAL LAKE IL)
IL
09/25/2014 - 09/15/2017
UBS FINANCIAL SERVICES INC. (NORTHBROOK IL)
IL
04/27/2011 - 09/17/2014
PLEXUS FINANCIAL SOLUTIONS (DEER PARK IL)
IL
06/28/2013 - 05/14/2014
COMMONWEALTH FINANCIAL NETWORK (DEER PARK IL)
NJ
11/28/2007 - 03/28/2011
ADP BROKER-DEALER, INC. (ROSELAND NJ)
BOTH
Issued 11/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 07/09/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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