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Michael Keith Paul

Transamerica Financial Advisors, Inc.

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About Michael Keith Paul

Michael Keith Paul is a financial advisor with Transamerica Financial Advisors, Inc. in TORRANCE, CA. Michael has been a registered financial advisor since 2006. Michael is licensed to offer securities and advisory services in California and Texas. Michael has been active in the financial industry for over 16 years and is experienced in providing advisory services to individual investors, high-net-worth individuals, corporations and businesses, and pension and profit-sharing plans. Michael is a Series 6 and 63 licensed representative.

Firm Information

Michael Paul is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Paul’s Registration & Firm History

CA

12/11/2023 - Present

Transamerica Financial Advisors, Inc. (TORRANCE CA)

CA

12/11/2006 - 01/06/2012

WORLD GROUP SECURITIES, INC. (TORRANCE CA)

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Licenses & Designations

IA

Issued 11/10/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Michael Keith Paul. Review regulatory record here.
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