Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael McDonough is a financial advisor with over 35 years of experience in the financial industry. Michael is currently registered with Principal Securities, Inc. and has a broad range of experience in both investment advisory and broker-dealer services. Michael also has a strong background in insurance and employee benefits, which complements his financial planning expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
04/13/2023 - Present
Principal Securities, Inc. (Alameda CA)
CA
04/07/2009 - 09/16/2010
BMA SECURITIES (ALAMEDA CA)
NV
06/25/2008 - 04/02/2009
FINANCIAL WEST GROUP (RENO NV)
CA
03/25/2002 - 07/15/2008
THE SHEMANO GROUP, INC. (SAN FRANCISCO CA)
CA
12/06/2000 - 05/29/2002
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
NY
01/26/2000 - 12/21/2000
KIRLIN SECURITIES INC. (SYOSSET NY)
CA
11/17/1998 - 01/24/2000
FIRST SECURITY VAN KASPER, INC. (SAN FRANCISCO CA)
NY
02/02/1988 - 10/05/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NA
04/29/1987 - 02/10/1988
PRINCIPAL SECURITIES, INC.
NA
12/17/1986 - 05/05/1987
AMERICAN HERITAGE SECURITIES CORPORATION
NA
04/10/1987 - 04/27/1987
VALUE EQUITIES CORPORATION
IA
Issued 05/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/04/2000
Series 4 - Registered Options Principal Examination
BC
Issued 07/12/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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