Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Keith Lauterbach is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Hilltop Securities Inc. and Momentum Independent Network Inc.. Prior to this, Michael has worked at various other firms such as Citigroup Global Markets Inc., Oppenheimer & Co. Inc., Wachovia Securities, LLC, and Quick & Reilly, Inc. Michael is a Series 7, Series 63, Series 65, Series 9, and Series 10 licensed professional and holds a SIE exam. Michael is based in Dallas, TX and focuses on financial planning, portfolio management for individuals and publishes periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/13/2009 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
08/16/2006 - 05/18/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
12/05/2005 - 08/30/2006
OPPENHEIMER & CO. INC. (DALLAS TX)
MO
11/05/2003 - 12/06/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/20/2003 - 11/26/2003
QUICK & REILLY, INC. (NEW YORK NY)
CA
05/23/2001 - 02/27/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
OK
03/22/2000 - 05/14/2001
BOSC, INC. (TULSA OK)
CA
01/01/1999 - 04/07/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
12/23/1997 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
WI
04/10/1997 - 06/19/1997
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CA
08/19/1996 - 04/29/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
03/15/1996 - 08/19/1996
FIRST INTERSTATE INVESTMENTS,INC.
NY
03/04/1996 - 03/11/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/06/1994 - 09/29/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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