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Michael Keith Harnett

Harnett Investment Advisers LLC

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About Michael Keith Harnett

Michael Harnett is a registered Investment Advisor Representative with Harnett Investment Advisers LLC in Carlsbad, CA. Michael has over 15 years of experience in the financial services industry. Michael has a Series 7 license from FINRA and a Series 66 license from the North American Securities Administrators Association (NASAA). Michael's professional experience includes time with UnionBanc Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, JMP Securities LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Harnett Investment Advisers LLC provides financial planning and portfolio management services to individuals and high-net-worth individuals.

Firm Information

Michael Harnett is currently registered with Harnett Investment Advisers LLC. Harnett Investment Advisers LLC is an investment advisor located in Charlotte, NC. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. They manage approximately $35 million in assets for 85 clients.

$35.00M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting services

Financial consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Harnett’s Registration & Firm History

CA

08/13/2008 - Present

Harnett Investment Advisers LLC (CARLSBAD CA)

CA

01/28/2008 - 06/09/2008

UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)

CA

11/01/2005 - 03/26/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LA JOLLA CA)

CA

06/24/2002 - 07/25/2002

JMP SECURITIES LLC (SAN FRANCISCO CA)

NJ

05/08/1997 - 04/23/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 11/10/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/24/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Michael Keith Harnett.
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