Unclaimed
Michael Harnett is a registered Investment Advisor Representative with Harnett Investment Advisers LLC in Carlsbad, CA. Michael has over 15 years of experience in the financial services industry. Michael has a Series 7 license from FINRA and a Series 66 license from the North American Securities Administrators Association (NASAA). Michael's professional experience includes time with UnionBanc Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, JMP Securities LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Harnett Investment Advisers LLC provides financial planning and portfolio management services to individuals and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
08/13/2008 - Present
Harnett Investment Advisers LLC (CARLSBAD CA)
CA
01/28/2008 - 06/09/2008
UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)
CA
11/01/2005 - 03/26/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LA JOLLA CA)
CA
06/24/2002 - 07/25/2002
JMP SECURITIES LLC (SAN FRANCISCO CA)
NJ
05/08/1997 - 04/23/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 11/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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