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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Graham is a financial advisor with Cetera Investment Advisers LLC, based in Saraland, Alabama. Michael has been in the financial services industry since November 2, 1994. Michael's experience includes working with clients in the areas of Financial Planning, Pension Consulting, and Educational Seminars. Michael is registered with the following organizations: Cetera Investment Advisers LLC, Alabama, Florida, Georgia, and Mississippi. Michael is also a registered investment advisor in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
01/21/2014 - Present
Cetera Investment Advisers LLC (SARALAND AL)
AL
04/19/2012 - 02/07/2013
PNC INVESTMENTS (MOBILE AL)
AL
01/05/2010 - 04/02/2012
BB&T INVESTMENT SERVICES, INC. (DAPHNE AL)
AL
02/02/2009 - 11/09/2009
HANCOCK INVESTMENT SERVICES, INC. (MOBILE AL)
MA
05/31/2005 - 12/02/2008
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
06/01/2004 - 03/07/2006
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
03/03/2003 - 05/17/2004
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
MD
04/23/1998 - 08/02/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
11/01/1996 - 04/09/1998
J.C. BRADFORD & CO. (NEW YORK NY)
CA
09/17/1992 - 10/04/1996
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 06/25/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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