Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Graham is a financial professional with over 25 years of experience in the financial services industry. Michael is registered with Cetera Investment Advisers LLC, where he provides financial planning, portfolio management, and other advisory services to individuals, families, and businesses. Michael's previous experience includes roles at PNC Investments, BB&T Investment Services, Inc., Hancock Investment Services, Inc., John Hancock Distributors LLC, Essex National Securities, Inc., Manuliife Financial Securities LLC, Legg Mason Wood Walker, Incorporated, J.C. Bradford & Co., and Franklin/Templeton Distributors, Inc. Michael has a strong understanding of the financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
01/21/2014 - Present
Cetera Investment Advisers LLC (SARALAND AL)
AL
04/19/2012 - 02/07/2013
PNC INVESTMENTS (MOBILE AL)
AL
01/05/2010 - 04/02/2012
BB&T INVESTMENT SERVICES, INC. (DAPHNE AL)
AL
02/02/2009 - 11/09/2009
HANCOCK INVESTMENT SERVICES, INC. (MOBILE AL)
MA
05/31/2005 - 12/02/2008
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
06/01/2004 - 03/07/2006
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
03/03/2003 - 05/17/2004
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
MD
04/23/1998 - 08/02/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
11/01/1996 - 04/09/1998
J.C. BRADFORD & CO. (NEW YORK NY)
CA
09/17/1992 - 10/04/1996
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 6/25/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 2/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/9/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/11/1998
Series 7 - General Securities Representative Examination
BC
Issued 9/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Graham is the right advisor for you? Invested Better is here to help.
