Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Keith Ashworth is a financial advisor with LPL Financial LLC, based in Tryon, NC. Michael has been in the financial services industry since 1998. Michael holds Series 7, 9, 10, 63, 65, and 66 licenses. Michael is also a Certified Financial Planner (CFP®). Michael provides advisory services to individuals, businesses, and retirement plans. Michael's previous employers include WELLS FARGO CLEARING SERVICES, LLC and A. G. EDWARDS & SONS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
10/20/2022 - Present
LPL Financial LLC (TRYON NC)
NC
01/01/2008 - 04/07/2020
WELLS FARGO CLEARING SERVICES, LLC (TRYON NC)
NC
07/09/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHAPEL HILL NC)
NJ
08/24/1998 - 08/10/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 04/08/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/03/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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